The law normally requires people who offer financial products to give information to investors before they invest. This requires those offering financial products to have disclosed information that is important for investors to make an informed decision. The usual rules do not apply to this offer if you are a person who comes within Schedule1, clause 3(2)(a)-(c) or 3(3)(a)-(b)(ii) (inclusive) of the Financial Markets Conduct Act 2013. This includes where the amount invested upfront by the investor (plus any other investments the Investor has already made in the financial products) is $750,000 or more. If you fall within Schedule 1, clause 3 of the FMCA as a result of this exclusion, you may not receive a complete and balanced set of information. You will also have fewer other legal protections for this investment. Investments of this kind are not suitable for retail investors. Ask questions, read all documents carefully, and seek independent financial advice before committing yourself.
Syndex is currently engaged in a capital raise of up to NZD 3 million to accelerate growth and development of its business. The raise is being led by a US based family office, providing a cornerstone, strategic investment. The family office has been a long-term user of Syndex is and a strong believer in its unique proposition, particularly Syndex’s leading edge secondary market software and its ability to connect private capital to opportunities.
The family office brings new capital into Syndex but also delivers new connections and expertise and is committed to growing its investment into Australasian private markets, which Syndex, it’s partners and clients can support them with. In addition, Syndex has received investment from investors participating in the New Zealand Active Investment Programme (AIP). This is a programme designed to attract capital and expertise from offshore investors that have a desire to become NZ residents. Syndex is approved as an Acceptable Direct Investment in the Growth Category and open to further AIP investors alongside NZ and Australian based investors.
Syndex is seeking to complete the raise with up to a further NZD1.5 million investment (including oversubscriptions).
A leading fintech platform, Syndex is transforming New Zealand and Australian private markets by making them more accessible, efficient, and investible. Its fully integrated platform provides end-to-end tools for accessing capital and liquidity options, investor engagement, registry management, compliance, governance and corporate actions. Investors can manage their portfolios through a self-serve portal, while fund and business managers benefit from full control and administration of their issues – reducing risk, saving time and improving efficiency.
Since 2018, Syndex has facilitated more than NZ$100 million of new investment into private markets, supporting fund managers, co-operatives, and privately owned SMEs to grow through better access to capital, people, technology, and new markets. Alongside this, Syndex has built a highly engaged private investor community, with over 3,500 active investors, more than 16,500 account holders, and 375+ entities using the platform. By improving investor engagement and education, Syndex is helping to create a more informed, connected, and resilient private markets ecosystem.
Syndex works with a loyal and growing client base including many well-known organisations active in the NZ and Australian private market communities. These long-term relationships generate recurring revenue, while the platform's proven ability to raise capital efficiently and retain clients supports consistent performance across market cycles. Ongoing product innovation and expansion continue to reinforce Syndex's position as a leading private markets platform.
By simplifying access to capital, reducing administrative complexity, and connecting investors with issuers, Syndex is making private markets more efficient and investable. In doing so, the platform supports economic growth, productivity, and stronger participation across New Zealand and Australia’s private market landscape.
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